Financial Disclosure
Daily Segregation, Secured and Cleared Swap Customer Computations
Please click the dates below to download the Daily Segregation, Secured and Cleared Swap Customer Computations
* indicates amended filings
2021
JAN 01 04 05 06 07 08 11 12 13 14 15 18 19 20 21 22 25 26 27 28 29
FEB 01 02 03 04 05 08 09 10 11 12 15 16 17 18 19 22 23 24 25 26
MAR 01 02 03 04 05 08 09 10 11 12 15 16 17 18 19 22 23 24 25 26 29 30 31
APR 01 02 05 06 07 08 09 12 13 14 15 16 19 20 21 22 23 26 27 28 29 30
MAY 03 04 05 06 07 10 11 12 13 14 17 18 19 20 21 24 25 26 27 28 31
JUN 01 02 03 04 07 08 09 10 11 14 15 16 17* 18 21 22 23 24 25 28 29 30
JUL 01 02 05 06 07 08 09 12 13 14 15 16 19 20 21 22 23 26 27 28* 29 30
AUG 02 03 04 05 06 09 10 11 12 13 16 17 18 19 20 23 24 25 26 27 30 31
SEP 01 02 03 06 07 08 09 10 13 14 15 16 17 20 21 22 23 24 27 28 29 30
OCT 01 04 05 06 07 08 11 12 13 14 15 18 19 20 21 22 25* 26 27 28 29*
NOV 01* 02 03 04 05 08 09 10 11 12 15 16 17 18 19 22 23 24 25
2020
JAN 01 02 03 06 07 08 09 10 13 14 15 16 17 20 21 22 23 24 27 28 29 30 31
FEB 03 04 05 06 07 10 11 12 13 14 17 18 19 20 21 24 25 26 27 28
MAR 02 03 04 05 06 09 10 11 12 13 16 17 18 19 20 23 24 25 26 27 30 31
APR 01 02 03 06 07 08 09 10 13 14 15 16 17 20 21 22 23 24 27 28 29 30
MAY 01 04 05 06 07 08 11 12 13 14 15 18 19 20 21 22 25 26 27 28 29
JUN 01 02 03 04 05 08* 09 10* 11 12 15 16 17 18* 19 22 23 24 25 26 29 30
JUL 01 02 03 06 07 08 09 10 13 14 15 16 17 20 21 22 23 24 27 28 29 30 31
AUG 03* 04 05 06 07 10 11 12 13 14 17 18 19 20 21 24 25 26 27 28 31
SEP 01 02 03 04 07 08 09 10 11 14 15 16 17 18 21 22 23 24 25 28 29 30
OCT 01 02 05 06 07 08 09 12 13 14 15 16 19 20 21 22 23 26 27 28 29 30
NOV 02 03 04 05 06 09 10 11 12 13 16 17 18 19 20 23 24 25 26 27 30
DEC 01 02 03 04 07 08 09 10 11 14 15 16 17 18 21 22 23 24 25 28 29 30 31
2019
JAN 01 02 03 04 07 08 09 10 11 14 15 16 17 18 21 22 23 24 25 28 29 30 31
FEB 01 04 05 06 07 08 11 12 13 14 15 18 19 20 21 22 25 26 27 28
MAR 01 04 05 06 07 08 11 12 13 14 15 18 19 20 21 22 25 26 27 28 29
APR 01 02 03 04 05 08 09 10 11 12 15 16 17 18 19 22 23 24 25 26 29 30
MAY 01 02 03 06 07 08 09 10 13 14 15 16 17 20 21 22 23 24 27 28 29 30 31
JUN 03 04 05 06 07 10 11 12 13 14 17 18* 19 20 21 24 25 26 27 28
JUL 01 02 03 04 05 08 09 10 11 12 15 16 17 18 19 22 23 24 25 26 29 30 31
AUG 01 02 05 06 07 08 09 12 13 14 15 16 19 20 21 22 23 26 27 28 29 30
SEP 02 03 04 05 06 09 10 11 12 13 16 17 18 19 20 23 24 25 26 27 30
OCT 01 02 03 04 07 08 09 10 11 14 15 16 17 18 21 22 23 24 25 28 29 30 31
NOV 01 04 05 06 07 08 11 12 13 14 15 18 19 20 21 22 25 26 27 28 29
DEC 02 03 04 05 06 09 10 11 12 13 16 17 18 19 20 23 24 25 26 27 30 31
2018
JAN 01 02 03 04 05 08 09 10 11 12 15 16 17 18 19 22 23 24 25 26 29 30 31
FEB 01 02 05 06 07 08 09 12 13 14 15 16 19 20 21 22 23 26 27 28
MAR 01 02 05 06 07 08 09 12 13 14 15 16 19 20 21 22 23 26 27 28 29 30
APR 02 03 04 05 06 09 10 11 12 13 16 17 18 19 20 23 24 25 26 27 30
MAY 01 02 03 04 07 08 09 10 11 14 15 16 17 18 21 22 23 24 25 28 29 30 31
JUN 01 04 05 06 07 08 11 12 13 14 15 18 19 20 21 22 25 26 27 28 29
JUL 02 03 04 05 06 09 10 11 12 13 16 17 18 19 20 23 24 25 26 27 30 31
AUG 01 02 03 06 07 08 09 10 13 14 15 16 17 20 21 22 23 24 27 28 29 30 31
SEP 03 04 05 06 07 10 11 12 13 14 17 18 19 20 21 24 25 26 27 28
OCT 01 02 03 04 05 08 09 10 11 12 15 16 17 18 19 22 23 24 25 26 29 30 31
NOV 01 02 05 06 07 08 09 12 13 14 15 16 19 20 21 22 23 26 27 28 29 30
DEC 03 04 05 06 07 10 11 12 13 14 17 18 19 20 21 24 25 26 27 28 31
2017
SEP 04 05 06 07 08 11 12 13 14 15 18 19 20 21 22 25 26 27 28 29
OCT 02 03 04 05 06 09 10 11 12 13 16 17 18 19 20 23 24 25 26 27 30 31
NOV 01 02 03 06 07 08 09 10 13 14 15 16 17 20 21 22 23 24 27 28 29 30
DEC 01 04 05 06 07 08 11 12 13 14 15 18 19 20* 21 22 25 26 27 28 29
* Indicates amended filings
Monthly Financials and Net Capital Summary
Nanhua USA Monthly Net Capital Summary
Please click the month below to download the unaudited 1-FR form for each month.
2021 January February March April May June July August September October
2020 January February March April May June July August September October November December
2019 January February March April May June July August September October November December*
2018 January February March April May June July August September October November December
2017 August September October November* December
* Indicates amended filings
Audited Financial Statements
Please click the year below to download the audited financial statements for each year.